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Estate and Gift Tax-Rules


Gift and Estate Tax. The federal government imposes a percentage tax when you give away your assets while you are alive (Gift Tax) and when you give away your assets when you die (Estate Tax). The State of Oregon imposes an inheritance tax.. 

$13,000 Annual Gifts. Each year you can give $13,000 to as many people as you like and the government does not tax those transfers.

$5,000,000 Gift Tax Exemption. If you make a gift in any given year that is more than $12,000 to a single person you have to file a Gift Tax return and you may owe gift tax. If the total amount of gifts you have made in your lifetime (not counting the $12,000 gifts) is less than $5,000,000 you do not owe a gift tax even though you have to file a gift tax return. If when you file the Gift Tax return you have given more than $5,000,000 during your lifetime you owe Gift Tax.

All Assets Counted for the Federal Estate Tax and the Oregon Inheritance Tax. When you die you have to add up everything you own to see if your estate is large enough that you owe Federal Estate Tax or Oregon Inheritance Tax. This includes life insurance proceeds even if they are paid to someone other than your Estate.

Oregon Inheritance Tax.  Oregon taxes estates larger than $1,000,000. Many Oregonians are subject to this tax and it is an important part of estate planning.

Federal Estate Tax. The United States taxes estates larger than $5,000,000. Very few estates are subject to this tax. In previous years the exempt amount was much lower and it was much more of an issue in estate planning. The law was changed in 2010 under the 2010 Tax Relief Act which establishes a new (but temporary) federal estate and gift tax regime for 2011 and 2012. For estate of individual who die in 2011 or 2012, the federal estate tax exemption is %5 million, and the tax rate is 35%. In 2010, the exemption amount may be increased by an inflation adjustment. Under the new law, unused federal estate tax exemptions of individuals who die in 2011 or 2012 are "portable," which means they can be passed along to surviving spouses. This portability rule does not apply to the Oregon Inheritance Tax.

Stepped Up Basis. When you calculate your profit when you sell something your basis is what you subtract from the sales price to determine your profit. Here is an example. You bought a rental house for $75,000 in 1980 and over the years have taken a total of $25,000 in depreciation. Your basis is $50,000. When you sell it for $150,000 you have a $100,000 gain (sales price of $150,000 less basis of $50,000). You have to pay capital gains tax on the profit. If you give the rental to your son during your life he takes the rental with your basis. However, under current if he inherits the rental from you, his basis is "stepped up" , i.e., up from your basis to the fair market value at the date of your death. This is a great deal for him. Say that it's worth $150,000 at your death. If he sells it right away he doesn't have any profit (and no tax) because his basis is $150,000.

Marital Deduction. No matter how big your estate is, if you leave everything to your spouse, you will not owe Estate Tax. Your estate gets a deduction in computing the Estate Tax which is unlimited in amount. If Bill Gates leaves his entire  $45,000,000,000 estate to his wife Linda, he gets a $45,000,000,000 deduction taxable estate would be zero.

Credit Shelter Trusts. A typical strategy to reduce or eliminate the Oregon Inheritance Tax involves the use of credit shelter trusts. Here is how it works. Most married couples' estate plan provides that the surviving spouse owns everything. The assets are titled so that the survivor becomes the sole owner and the will or living trust provides that the surviving spouse inherits from the deceased spouse. For example, John and Mary own their house jointly with right of survivorship. Their wills provide that if the spouse survives the deceased spouse leaves their entire estate to the surviving spouse. Let's say they own together $2,000,000. John dies first. Mary becomes the sole owner of $2,000,000. Mary dies two years later. The first $1,000,000 is excluded from the Oregon Inheritance Tax. Mary's estate is taxed on the additional $1,000,000.

Here is how the OLC plan works to reduce tax. John and Mary set up a joint living trust. The joint trust provides that upon death of the first spouse that a credit shelter trust is set up and funded up to the maximum amount allowed by Federal Estate Tax law. The surviving spouse is the trustee of the credit shelter trust. Although the credit shelter trust spouse is controlled by and for the benefit of the surviving spouse, it is excluded from the surviving spouse's estate. The Credit Shelter trust terminates when the surviving spouse dies.

To illustrate this consider the following example. Let's use John and Mary only this time we we will set up and fund a joint living trust containing $2,000,000. Assuming John dies first, at his death the joint trust will be divided in half and $1,000,000 will be transferred to a credit shelter trust with $1,000,000 remaining in the joint trust for Mary's benefit. Mary is the trustee and the beneficiary of the credit shelter trust. No Oregon Inheritance Tax is due when the $1,000,000 transfer is made to the credit shelter trust since the amount transferred is $1,000,000 or less. At Mary's death the $1,000,000 in the joint trust is transferred to the children without tax. The credit shelter trust provides that upon Mary's death, the credit shelter trust terminates and the $1,000,000 in it transfer to the children free of tax. Thus, $2,000,000 is transferred to the children free of the Oregon Inheritance Tax.

Under the new Federal Estate Tax law, unused federal estate tax exemptions of individuals who die in 2011 or 2012 are "portable," which means they can be passed along to surviving spouses, which means that the credit shelter trust approach will have less importance if federal estate tax planning than it did in prior years.

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